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by Ladislas Örsy, SJ
Chapter Four in his book The Church: Learning and Teaching,
Michael Glazier 1987; here republished with the necessary
permissions.
- The house of intellect
- When is a university Catholic?
- Catholic university defined by its
purpose
- Practical consequences
- Bond of communion, bond of law
- Bond of communion (cf. the third and fourth
types)
- Bond of communion and of law (cf. the fifth and
sixth types.)
- Academic freedom
In
our contemporary world Catholic universities occupy a special position in the
intellectual life of the church. Since most of the work of the theologians is
done there, both in research and in teaching, universities have a mediating
role in the interplay between the magisterium and the community at large,
besides mediating between the evangelical message and the local culture. This
essay, therefore, would not be complete without a brief description and
assessment of their structures and operations, and in particular of the various
types of relationships they can establish with the believing community in
general and with the teaching authority in particular.
My
main purpose in this section is to present a reasoned understanding of how a
university can be Catholic, and, once Catholic, how its life can be receptive
and responsive to the pronouncements of the magisterium. Sound method and logic
postulate, however, that before we speak of how a university can have a
religious dimension, the very idea of university should be clarified.
The house of intellect
The
starting point of our reflection should be a fact: universities are of human
creation.1 They are the products of a long and complex cultural evolution.
1.
First an acknowledgement: I have been inspired to use the expression
house of intellect by Barzun (see Bibliography).
What follows is clearly a summary description; but that is all we need to come
to a good and operational understanding of what a Catholic university can be
and how it ought to function. The analysis offered is applicable to other
Catholic institutions, such as hospitals, social works, etc. At the basis of
this theory there are some simple assumptions: the humanity of an institution
should be affirmed and respected; the freedom of such human institutions to
develop a religious dimension should be upheld; the freedom of the church to
reach out for human institutions and establish various degrees of association
or union with them should be recognized. It is this analysis that opens the
vista for a legitimate pluralism in creating specifically Catholic
institutions. (I am very much aware also of the fact that there are countries
where the Catholic community has not, and does not, favor the establishment of
Catholic universities.)
It
would be beyond the scope of this essay to quote documents and statements
concerning the nature of a university and in particular of academic freedom,
issued by various societies and associations, such as the International
Federation of Catholic Universities, American Association of University
Professors, Canon Law Society of America jointly with the Catholic Theological
Society of America, and others; they are easily available elsewhere (for
references see Hansel, Kaplin, Sullivan in the Bibliography).
Universities are also marked by the particular
traditions and customs of the nation to which they belong. (2)
2.
For the history of universities in a nutshell, with as many details squeezed in
as such a shell can hold, see A. Franzen Universitaeten in LTK, 10:
510-517. The name was first used in 1221 by the masters and students of Paris:
nos universitas magistrorum et scolarium.
But no
matter how different universities may be from one country to another, there is
a common denominator that sets them apart from all other institutions: they are
the houses of intellect.
They
are specialized establishments with the purpose of supporting and promoting the
operations of the human mind in acquiring and communicating knowledge. They
play a particular role in the complex machinery of the human society, not
unlike the way the mind plays a particular role in the human person. If their
relationship with the social body is not balanced, both sides suffer. An
isolated university (an ivory tower that stands alone) is bound to become a
useless eyesore; a university that loses its identity (it dissolves into a
political or social action group) leaves the whole community intellectually
weak and undernourished. Obviously, I am not suggesting that there cannot be
intellectual life outside the universities (it would be silly even to think
so); I am simply stating that much of the advancement in learning and in the
communication of knowledge in our culture takes place within the universities.
The
inside operations of a university consist principally in gathering data,
reflecting on them, searching for the laws that govern them, always with the
view of communicating the information and intelligence so acquired to
generations of students. Throughout it all, good teachers will know that there
is more to a person than the operations of the mind, therefore they will
function and present their instructions in a broader context which takes into
account the needs of the whole human person and of the human family at large.
In
performing their multiple task, universities may specialize further. Some will
put more emphasis on research, catering mainly to graduate students; others
will perform best in teaching and training undergraduates; again, some may
develop adult education programs in the service of the larger communities
around them. Such diversification is legitimate; each university should have
the right to shape its own life and destinyas long as it remains the
house of intellect. Beyond that, theoretical discussions as to what a
university as such or by its essence ought to be, may become
idle speculation with little relevance to reality. Universities exist in the
concrete order only. Each community has its own needs, and its own potential.
Much
is said today about the duty of every university to be value-oriented. No one
should quarrel with such a statement; in fact, it is difficult to see how any
institution of higher learning could ever function without being
value-oriented; after all, the possession of knowledge and the spreading of it
are very much values in themselves. The issue is rather about what values a
university should serve and promote in choosing its fields of research, in
educating the citizens, and also in inserting itself into the life of the civic
community. (3)
3.
As a rule, the claim that the university should be value-oriented refers to
orientation toward moral values. It means that the university should provide
instructions for learning about values, help the students to develop a critical
capacity to judge values and provide them with sound criteria for making moral
decisions. It is easier said than done. The problem is that the acceptance of a
value system is very much of a personal option. A house of
intellect can certainly present the options; moreover, it can provide
inspiration, e.g., by effectively upholding basic human rights on campus, by
promoting international cooperation for the peaceful resolution of conflicts
etc. If the institution is religiously committed, its life and operations will
be permeated by religious values, which in itself is the presentation of an
option.
Catholic universities, while intending to remain universities, have chosen an
orientation toward religious values.
When is a university Catholic?
Let
us begin at the simplest and most obvious test: When is the adjective
Catholic used for a university? Clearly, when people
perceive some kind of connection or association between a university and the
Catholic community. Not much investigation is required to notice that this use
of the term can cover a great variety of situations.
Those
situations, however, are not so disparate that they could not be classified
into a few types, each displaying a different kind of structural link between a
university and the believing community. I shall list six of them, moving from
the loosest of relationships to the closest of unions. Please note that these
models are not mere conceptual constructs but they represent concrete
situations. They are typified images leaving aside many individual variations.
After the description of each I shall add also a short note about their
position in canon law.
1. Secular universities in a Catholic environment
There
are universities, established and operated by a secular authority, but within
an environment where the Catholic influence is strong. Inevitably, the
religious beliefs of the persons on campus, faculty, students, administrators,
will have some impact on the operation of the institution itself. As a rule,
the narne Catholic would not be applied to such institutions; or very loosely,
to distinguish them from other universities attended principally by
non-Catholics. In this sense the National University in Dublin was called, in
less ecumenical times, a Catholic university, in distinction from Trinity
College which was spoken of as a Protestant institution.
Canon
law has no competency in this case.
2. Secular universities integrated with a Catholic academic unit
There
are secular universities with confessionally dedicated theology departments.
Such universities are not referred to as religious, but their academic units
are known under the name of the church which sponsors them. Thus, in Germany,
Austria and Switzerland there are state universities with Catholic or
Evangelical or Reformed faculties of theology.
Virtually all such Catholic faculties have their special statutes
approved by the ecclesiastical authorities within the framework of a concordat
between the civil government and the Holy See.
3.
Universities nourished by Catholic tradition but with no formal
institutional commitment.
There
are universities, officially classified as non-denominational (non-sectarian),
but which were founded under Catholic auspices and are operating strongly
within that tradition. Although in their institutional structures they do not
reflect any religious commitment, they assert their fidelity to a living
tradition, and their various constituencies de facto keep the Catholic
ideals alive, as a free choice on their part. (4) Such Catholic universities
can be found in the United States and Canada.
4.
The reason for not inserting any religious commitment into the charter or
by-laws of some traditionally Catholic universities is usually in the civil law
system within which they must operate. A legal tie with a religious
denomination would civilly disadvantage them to the point that they could be
compelled to close down altogether; which is a good illustration of the thesis
that no amount of abstract reasoning can decide what is the best way for a
university to be Catholic. If what is theoretically the best may lead
practically the worst, less perfect ways must be found to uphold and support
Christian values in a secular society.
Such
universities exist and operate outside of the canonical structures. Since the
church asserts a proprietary right over the term
Catholic, if they want to use it in their name, they must petition
for a license.
4. Universities with institutional commitment to Catholic ideals but
without an eclesiastical charter.
There
are universities which by their own decision wanted to commit themselves to the
pursuit of truth within the context of Catholic ideals. To assure this
orientation, they inserted into their statutes significant provisions to the
same effect: e.g. some members of the board must represent a religious
community, the President must be Catholic, and similar ones. They have not,
however, petitioned for an ecclesiastical charter, hence they have not become
persons in canon law; they are not (as an institution) under the
jurisdiction of the Holy See or of the local ordinary. (5) Still, they wish a
close relationship with the church, a communion built on mutual
respect and trust. Rightly, they describe themselves as Catholic universities,
although as a rule without using that adjective in their name. Often they are
closely associated with, or supported by, an institute of consecrated life or a
society of apostolic life. This type is mostly found in the United States.
5.
This does not mean that the Catholic persons working at such universities are
not under the jurisdiction of the ecclesiastical authorities.
They are as individuals. This distinction becomes very important for
deciding how issues of church discipline must be handled, should they ever
arise. On the level of law, either the Holy See or the local ordinary ought to
contact directly the person concerned.
There is no other correct approach in canon law. Unless an institution obtains
legal personality in the church, it cannot have legal rights and duties in the
church.
It
is a different question whether or not an institution which professes itself
Catholic is morally bound to take action against a member who publicly
displays a destructive behavior against the religious commitment of the
university. There is no a prori answer to this question; it is a matter
for prudential judgment. More of this later in the text.
Such
universities can prosper as Catholic institutions only if all its
constituencies (faculty, students, administration, alumni, benefactors, etc.)
freely support their orientation. This is true, of course, of the next category
as well.
The
same as above.
5.
Universities established by the church with a canonical charter.
There
are Catholic universities which are incorporated into the legal
structures of the church. In canon law they have a juridical personality,
accordingly they are subjects of rights and duties. They are, as an
institution, under the jurisdiction of the Holy See (and of the local bishop,
or of a committee of bishops, as the case may be); they report to the
Congregation for Catholic Education and they have a standing before an
ecclesiastical court. Their assets are ecclesiastical goods, normally subject
to the canonical rules of acquisition and alienation. They need not have an
exclusive or even primary orientation toward the sacred sciences.
The degrees they confer, although recognized by the church, may simply follow
the civil pattern customary in the country. All such details are handled in
their church-approved statutes. The Catholic universities of Leuven and of
Louvain-la-Neuve fall into this category; also The Catholic University of
America.
The
canonical status, the rights and duties, of such universities are regulated in
the Code of Canon Law; see the chapter on Catholic Universities and Other
Institutes of Higher Studies; canons 807-814.
6.
Ecclesiastical Universities and Faculties established by the
church and dedicated to sacred sciences.
There
are Ecclesiastical Universities and Faculties specifically founded
by the authority of the Holy See and under the direction of the same. Their
main purpose is to do research in the field of sacred sciences
(such as biblical studies, church history, theology, canon law, etc.) and to
teach them in a scientific manner. They confer ecclesiastical degrees with
canonical effects. They are juridical persons in the church, with corresponding
rights and duties. Their establishment and operations are regulated by an
apostolic constitution, Sapientia christiana, which requires each to
present its own statutes for approval. De facto most of such
institutions are instrumental also in training candidates for ordination. The
Pontifical Universities in Rome (Gregorian, Lateran, St. Thomas and others),
the specifically ecclesiastical faculties (Theology, Canon Law and
Philosophy) of The Catholic University of America are good examples for this
category.
For
the applicable laws see the chapter in the Code of Canon Law on
Ecclesiastical Universities and Faculties; canons 815-821 and the
Apostolic Constitution Sapientia Christiana, promulgated April 15, 1979,
and the subsequent Ordinationes by the Congregation for Catholic
Education, promulgated April 29, 1979.
These
are six typical situations, but to know them for what they are a few more
remarks must be added.
*
The dividing lines between the different types cannot be always sharply drawn.
At times, their individual variations are such that they blend into each other;
this may especially occur between the first and second, the third and fourth,
and the fifth and sixth categories.
*
When it is a question of assessing the Catholic character of a university, it
is never enough to ask about the structures of its organization; such as how
many courses on religion are offered, whether or not certain offices are
reserved for Catholics, etc.; it is necessary also to inquire about the
internal dynamics operating in the institution. The forces which create and
sustain the religious commitment of an institution are never immobile and
unchanging (no less than in a human person); in the real world such an energy
is either increasing in intensity, or decreasing in vitality. To observe such a
movement over a longer period of time is just as important as to know the
structures.
It
is quite possible that two institutions exhibit the same static pattern today,
but underneath they are moved by opposite forces. The full impact of those
internal currents will be revealed only in, say, fifty years, when one will be
a strong and healthy Catholic institution, the other a respectable seat of
learning but without any religious orientation.
*
The intensity of religious dedication should be always distinguished from legal
structures and corporate charters. High-sounding statutory statements may not
cover deep convictions, and vice versa, deep convictions may be present even if
there are no legally sanctioned expressions.
*
There is nothing, absolutely nothing, in any of the six types that would be
objectionable from a Catholic theological point of view. All are honest and
respectable combinations of academic life and religious dedication. The
question, however, which must be raised is whether or not a given
combination is the best (the most prudent, the most efficient) way of upholding
human and religious values in a given place and at a given time.
Thus, it may not be wise to push for a canonically chartered Catholic
university at a place where public universities operate in a Christian spirit
within a Christian climate.
Also,
it may not be wise to compel Catholic universities which operate freely and
vigorously in a secular society to enter into a legal bond with the church if
by this act they become so disadvantaged civilly that they lose their position
and must reduce their service to the community. (6)
6.
This would be a typical case of losing concrete values in the real order for
the sake of abstract values conceived in the abstract order.
But
it may be wise for a Catholic institution in a country with an oppressive
government to obtain a legal charter from the Holy See and secure the
protection that canon law can give in order to be free from interference by the
state.(7)
7.
At times one hears the statement: the mind of the church is that to be Catholic
a university must be under the jurisdiction of the ecclesiastical authorities.
I doubt that such could be the mind of the church. In all likelihood the church
would be very glad to have Catholic institutions of the third and fourth type
(bond of communion with the church, but no legal tie) in countries where the
official policy of the government is to propagate and support atheism. The mind
of the church would be to take full advantage of the freedom granted. No
responsible person in the church would disavow such institutions because they
do not have a canonical charter; their support from the hierarchy would be
overwhelming.
Catholic university defined by its purpose
After
this brief look at the empirical reality of the Catholic universities, we
should be in position to raise the question What is a Catholic university? Or:
How ought a university to be if it wants to be Catholic? Or What makes a
university Catholic? (8)
8.
The answer to this last question is: people. This is to anticipate the
gist of a conclusion to come; also to stress right from the beginning that
ultimately persons, and persons alone can make a university Catholic.
(But please, do not conclude that the mere presence of persons is enough!)
We
are no longer seeking an empirical answer, we want a critically sustainable
definition or determination which can serve as a guideline for both the
founding of Catholic universities and the assessment of the operation of the
existing ones. But how to proceed? If past discussions are of any guide, they
tell us that the path toward this determination can be full of pitfalls, either
leading into a maze of endless discussions, or into the temptation to jump to
conclusions. Caution is necessary.
A
good starting point is to make clear that a university is not some kind of
metaphysical substance from which its essential definition can be
deduced. It is ultimately a complex structure of human operations, a set of
relationships built upon characteristic activities; all of them ordered to a
specific end. In this end is the clue for determining what a
university is in general, and what a Catholic university is in particular.
(9)
9.
In scholastic terms: the correct definition of university comes from its
causa finalis, not from its causa materialis or formalis.
This is not mere playing with words; it touches the heart of the matter.
It
follows that if the question What is the essence of a Catholic
university refers to a mysterious substance in the institution, it is a
misconceived and misdirected question. If it refers to the purpose of the
university, it is a good question and leads to the correct answer; such as: it
is of the essence of a Catholic university that its operations are directed
toward the realization of Catholic values.
At
this point we are at a critical juncture; our inquiry could go in two different
directions. One leads into the world of abstractions, the other into the world
of concrete realities.
Let
us see what happens in each case.
If
someone takes the path into the world of abstractions, he will raise the
question about how the best values, to their highest degree, can be obtained by
a university. That is, he will focus his attention on an ideal end, construed
mentally. It should not be difficult for him to find an answer. From there is
just one logical step to the definition of the Catholic university. Once
he is in possession of that definition, he has the criterion to judge and to
evaluate, with a certainty that only metaphysics (possibly combined with
religious conviction) can give, all other definitions and all universities.
(10)
10.
This was the way Plato conceived and worked out the constitutions of his ideal
state, which no one, not even himself, could ever put into practice.
The
problem with this method is that the inquirer went out of the real world, and
his conclusions are applicable only in an ideal world. Abstract values are no
more real than abstract mountains, and abstract values are no more attainable
than abstract mountains are climbable.
The
other path is into the world of concrete realities. This is the correct path
because it leads to real values, which can exist in the concrete world only.
Therefore, the right question in every single instance when a Catholic
university is to be founded or being evaluated is a prudential (that is,
practical as distinct from metaphysical) question: What type of bond between
the secular reality of a university and the sacred aspirations of a religious
community is most suitable (most conducive to the realization of values) in a
given place at a given time?
The
world in which a university must take its place and carry out its operations is
by no means uniform; it is full of differences originating in the mentality of
the local people, their culture, their civil laws, their very perception of a
university. In such an uneven world there is no uniform way of fostering
values. The answer cannot be but a prudential judgment. (11)
11.
That is a judgment which goes beyond the abstract perception of values and
takes into account the concrete and particular circumstances.
But
let me add immediately, there is a duty to reach for the very best obtainable
values in the circumstances; there is no virtue in a shallow compromise. (12)
12.
Our approach is not mere pragmatism either. Admittedly, the judgment about what
values are attainable in the practical order is a pragmatic one; but the
judgment about what values are the true and authentic ones can be based only on
sound philosophy or religious faith.
Thus
a Catholic university can blend in the best sense of the term into its
environment, it can be the salt of the earth, or better, it can be the
well-measured leaven in the mass. (If the leaven is not judiciously measured,
either it remains ineffective or spoils the mass.)
Further, because a prudential judgment by its very nature is about concrete
situations, the persons best qualified to make it are the persons fully
familiar with the circumstances. Without their knowledge, notional and
experiential, an abstract theory can be construed, but a feasible plan cannot
be worked out.
Let
us collect now the fragments of these terse reasonings, and (I submit) there
emerges a balanced and harmonious image of what a Catholic university ought to
be.
It is
the house of intellect made all the brighter by the light of faith. More
prosaically, it is an institution to uphold and promote human and religious
values according to Catholic beliefs.
It is
well-proportioned to its environment; it is adapted to its neighborhood; it
blends into the social structures of the place. It provides as much
opportuinity for the advancement of learning and religion as possible at a
given moment of history. For its religious dedication, it relies primarily on
the internal disposition of its constituencies; it is part and member of the
Catholic communion but it uses a canonical framework as far as it is helpful in
promoting its primary end.
Because the circumstances in which Catholic universities must fulfill their end
vary, there is a great deal of variation in their structures and operations;
rightly so. The task of the ecclesiastical authorities is to respect this
natural order of things and to encourage such a variety. The temptation for the
authorities may be to proceed in an abstract way, and to judge the concrete
good by the abstract best. Once such a judgment is formed, and the necessary
power of jurisdiction is at hand, it takes just one step to make the
ideal into a common legal norm. If that happens, true values may be the
victims. An attempt to impose forcibly what is the best in the abstract but
unsuitable in the concrete circumstances, can destroy quickly what good and
prudent persons succeeded in building over a long period of time. (13)
13.
The first canon on Catholic Universities in the Code of Canon Law
begins The church has the right to establish and to direct universities .
. . , Jus est ecclesiae. . . (Canon 807). One wonders if our
speech would not be more ecumenical (in the broadest sense of the term) if the
canon stated The church is ready to offer the service of establishing and
directing universities. .
While it made good sense for the church to claim its own rights in an
officially Christian state (or in Christendom); it is hardly a suitable way of
approaching a modern secularist society.
Practical consequences
Some
important practical consequences flow from the proposed understanding of
Catholic universities:
* To
begin with, this understanding transfers the issue of what a Catholic
university is from the abstract conceptual order (where the question is
mostly handled and answered) into the concrete existential order. Now this
should not be interpreted as denying the value of construing pure theories;
they can be useful as far as they list conceivable options; what
they cannot do, however, is to determine what option is the best for a given
place at a given time. Thus, a theory may well set the ideal structures for a
Catholic university, but in practice those structures may not be in harmony
with the traditions of a culture (no culture is perfect), or may even be in
plain conflict with the local laws; hence to impose and enforce them would
defeat the very purposes of a Catholic university.
*
Further, it cautions about universal legislation that would impose one pattern
in differing situations. A law conceived on the basis of a theory may not only
fail to promote the desired values but may even destroy the values which are
being promoted. Since we live in an imperfect world, a perfect law can be
destructive of the only obtainable values. (14)
14.
In our age, in an increasing number of countries, the church is existing and
operating in conditions which it has perhaps never experienced in its two
thousand years of history: virtually total freedom in an indifferent state. In
the pro-Constantine Roman empire it was (by and large) oppression in a
religiously lukewarm state. Then it was freedom in close juridical association
with the state (the age of Christendom: established church with rights and
duties, various struggles between the two perfect societies, etc.).
Canon law, as we have it today, is the product of the age of this latter type
of relationship between church and state when it was necessary to vindicate and
to define the rights of the church toward the secular authoritywith which
it was (sometimes for the better, sometimes for the worse) in permanent
partnership. Hence the church claimed the right to property, to schools, to
evangelize . . .and so forth. Ecclesiastical institutions had to be precisely
defined canonically because otherwise their identity was not recognized by the
state. E.g. there could not be a Catholic university without an ecclesiastical
charter and jurisdictional ties. But how much canonical legislation is
necessary in the new conditions? There is little experience to guide us. Is it
too much to say that the church must learn how to define and guide its
institutions in a climate of virtually unlimited freedom?
*
Also, the shifting of the problem to the practical order could put an end to
the endless and infertile discussions as to what the essence of a
Catholic university is, and open the door to greater mutual understanding of
different situations.
*
Finally, it should bring home to all of us that at the final resort the
Catholic orientation of a university rests on the judgment and decisions of
persons, which cannot be made once for all. To maintain the Catholic character
demands an ongoing dedication and alertness; Catholic structures
may save appearances but not the substance if the persons are failing. In fact,
the idea of Catholic university which I offer is a very demanding one. It
requires a commitment of all the constituencies not only to the usual academic
ideals but also to ideals known by faith alone. Moreover, because it is not
satisfied with the establishment of static structures but requires an internal
dynamism to keep the religious orientation alive and developing, it genuinely
speaks of a living Catholic institution.
Let
me add also that the solution I offer has nothing to do with an existential
philosophy that builds its positions out of the shifting sand of circumstances.
My thoughts are grounded in an authentic metaphysical system, rooted in
Aristotle and Aquinas, both of whom hold fast to the principle that values,
that is, what is good for a concrete living being, exist in the
concrete order only.
Bond of communion, bond of law
I
wish now to return to the types for more comments on them.
The
six could be further reduced to three categories:
* the
first and second are not Catholic in the proper sense of the term;
* the
third and fourth build their relationship on some kind of communion with the
Catholic community;
* the
fifth and sixth are legally incorporated into the canonical structures of the
church.
No
more needs to be said about the first group that professes no bond with the
church. The two others need our attention. They represent two types of
association with the church, the one is through communion, the other is through
legal incorporation.
Before we go any further, let me give some background to these two concepts.
Communion, or koinonia in Greek and communio in Latin, was a most
powerful source of strength and action in the early church at a time when there
were no significant legal structures and virtually no central organization. It
was a firm dedication to unity, which inspired appropriate actions on the part
of all, bishops and faithful. This happened at a time when the church displayed
extraordinary energies and kept expanding into the whole known world. Now, if
this communion could have been such a powerful factor in holding the church
together in ancient times, surely it can be strong enough to hold a university
and the believing community together in modern times.
From
the twelfth century onwards, in the Western church, powerful legal structures
began to develop. They became particularly helpful in unifying the church and
directing its activities in the counter-reformation period, which lasted from
the sixteenth into the twentieth century. They did more, however they caused a
shift in the Catholic mind. Both the hierarchy and the faithful gradually
attributed increasing importance to laws in preserving the unity of the church.
(15)
15.
The Council of Trent, without ever intending it, had put the church on a course
where legal correctness increasingly overshadowed some greater
values. The Council created the idea of legal authenticity; for
instance, it declared the Latin translation of the Scriptures known as the
Vulgate the authentic text, to be used in all instructions and
disputations; there followed the neglect of the original and inspired text. The
popes after the Council declared that the authentic meaning of the
Council can be given by the Holy See only and forbade access to the original
acts; there followed an ignorance of what happened and a reliance for the true
meaning of a text on an authoritative (jurisdictional)
pronouncement.
Such procedures led to the development of a mentality which gave an overriding
importance to legislation and jurisdictional acts, but felt little need to
return to the original sources.
The
steady expansion of a centralized administration is a result of this mentality.
Vatican Council II 1aid the theological foundations for the reversal of the
trend, and the authorities in the church have taken important steps toward
promoting decentralization. At the same time, undeniably, new efforts toward
increased centralization appeared as well. (16)
16.
In our post-Vatican II church there is a great deal of de iure
decentralization, but there is also a steadily increasing amount of de
facto centralization. This de facto centralization is manifest when,
e.g., the episcopal conferences can approve certain liturgical rites (they have
the power in law) but only after Rome has reviewed the issue (they must not do
so unless authorized to act); the chancellor of an ecclesiastical faculty has
the right to grant tenure but he must not do so until he has received a
nihil obstat from Rome. Also, there is a steady stream of instructions
to bishops and others directing them how to use their judgment when
by law they would be free, e.g. in the administration of the sacraments. It
would be difficult for an impartial theologian to argue that such developments
are in the spirit of Vatican Council II.
The
point I wish to make in connection with Catholic universities is that when
their catholicity rests on communion with the church, the bond can be just as
strong as if it rested on legal incorporation or jurisdictional ties. I assume,
of course, that those who live by communion are determined to uphold it. (17)
17.
In this context I would like to draw attention to a development in the history
of Catholic universities in the United States, a development which is of
greatest importance and to date has not been sufficiently noted. I am thinking
of the extraordinary service and accomplishment of numerous boards of trustees
in majority composed of lay persons. They have been in operation in many
universities for about fifteen years or so. The lay trustees have demonstrated
their dedication to Catholic ideals. They have worked with the clergy, presided
over them at the meetings of the boards, with much satisfaction on both sides.
Lay persons have assumed the lions share in financial management, and
demonstrated a sense of responsibility which invites nothing but admiration.
In
the board rooms of universities a silent revolution has taken place and keeps
proving itself. Lay persons can take responsibility for Catholic institutions,
they can preside over the members of the clergy, and with them, participate in
decisions taken by the majority. The clerical members of the board and of the
administration of the university are finding no difficulty in reporting and
accounting to them. No complaint has been heard (certainly not by this writer)
that any lay trustee would have sought to exercise undue influence over
religious matters through his or her financial power.
Such a silent revolution, which is an effective demonstration of the capacity
and of the sense of responsibility of our laity, was possible because the
universities where all this happened were not under ecclesiastical
jurisdiction.
Such
a determination is necessary also for those who abide by legal structures; if
the religious dimension of an institution is not sustained by the doctrine of
communion, a reference to its catholicity can be described with Pauls
words only it will sound like a noisy gong or a clanging cymbal.
Now
we can turn our attention more specifically to the interplay between the
teaching authority and the believing communityas it takes place at a
Catholic university.
Bond of communion (cf. the third and fourth types)
This
section refers to Catholic universities which profess a bond of communion with
the church but do not have a legal personality in canon law. Let me stress
again that in itself such a bond of communion need not be any weaker than a
relationship of legal incorporation, but it is of a different order. It is a
bond of common beliefs, mutual trust and respect, revealing itself in practical
support and help.
Our
question now is: Assuming this bond of communion, what should the relationship
be between the magisterium and the university (as an institution)?
I
wonder what the significance of this development is for our parishes, dioceses,
and even for the universal church; and above all for determining the role of
the laity in the church.
Whatever it is, it cannot be a legal relationship because there is no specific
superior-to-subject relationship between the teaching authority and the
university. There is, however, another bond that has its own binding force on a
different level. If the university is committed to Catholic beliefs, it needs
to hold in respect whatever the magisterium may declare for the whole church;
otherwise how could it be so committed?! But such an act of respect (shall I
call it obsequium?) will spring from a spontaneous dedication, not from
any legally enforceable obligation. As always, this obsequium ought to
be given according to the particular weight and authority of the declaration,
as I explained above.
In
fact, the response of a Catholic university to a magisterial pronouncement can
be greatly helpful in two ways: the university can strengthen the position of
the church by its respect for the declaration; or it can contribute to further
research if the proclamation is a step toward the whole truth but as yet is not
a conclusive judgment.
Examples can be given if the church strongly condemns racial discrimination, a
university which professes to be in communion with the church, must not preach
or practice such a discrimination. Or, if the church strongly promotes human
rights, the university can do much to support such a movement. If the
magisterium issues a provisional judgment on a question of bioethics, continued
research at universities could contribute out of their own resources toward the
further refining of that judgment. (18)
18.
Whenever a declaration by the magisterium is based on the natural law, further
contribution and help from universities can be vitally important. Since the
church has never canonized a philosophical system, in the case of a particular
instruction based on philosophical principles, the issue cannot be closed since
infallibility cannot be invoked. Responsible scholarly work will be more needed
than ever, especially when the issue directly touches the lives of people.
Such
an exchange between the magisterium and the university can lead to great
enrichment for both sides, and can benefit the whole church. But it can work
only in a climate of mutual respect and trust.
Problems, however, could occur. For instance, those who participate in the
magisterium (the Congregation for the Doctrine of the Faith, the bishop of the
diocese) could conceive their relationship to the university as a juridical
one, and proceed accordingly, by issuing an order to be obeyed. But such an
approach, if it ever happened, would be based on a misunderstanding. In the
correct perception of the relationship, the task of the magisterium toward
the insitution is to enlighten and to support, to encourage and to inspire,
and not to issue legal precepts.
The
task of the university is to be responsive, out of the strength of its original
dedication. Such an exchange can become a fine and fruitful play. Admittedly,
from time to time it can be spoiled by human elements, ill-conceived responses
and delays; but that too is part of the bond of communion among human
institutions. With the best of intentions, distrust and impatience may arise on
either side. If there is, however, enough confidence in the internal strength
of the Word that both sides believe in and honor, misunderstandings and
conflicts should eventually be resolved in harmony.
But
what if dissent arises within the university on the part of an individual
Catholic teacher? Then we have to distinguish between the relationship of the
hierarchy to that teacher, and its relationship to the university. As canon law
is now, the matter must be handled between the competent ecclesiastical
authority and the teacher.
The
new Code of Canon Law has a legal provision in canon 812, which must serve as a
guide. It prescribes that They who teach theological disciplines in any
kind of institutes of higher studies must have the mandate of the competent
ecclesiastical authority. (19)
19.
I broke up the text to facilitate its understanding, the translation is my own.
Here is the Latin original: Qui in studiorum superiorum institutis
quibuslibet disciplinas tradunt theologicas, auctoritatis ecclesiasticae
competentis mandatum habeant oportet. The text allows no other
construction than They who teach, must. . .; that is, the
individual teacher has the obligation to obtain the mandate; it is a personal
duty.
Undoubtedly, the rule of mandate, confers a significant legal power on
the competent ecclesiastical authority, the local ordinary in the
first place, the Holy See on a higher level. They can grant to someone the
right to teach, or they can deny it or withdraw it. They can certainly set up
norms for each of these acts. Precisely because this power is so significant,
no effort should be spared to understand it correctly.
The
very opening words of the canon make it clear that the obligation is imposed on
individual persons who intend to teach any of the theological disciplines; it
does not go any further. No other interpretation is compatible with the text,
and the general norms for interpretation forbid extending the burden, onus,
any further than the law extends it. (20) Thus, there is no legal duty
imposed on the institution.
20.
A canonical query: Could an ecclesiastical authority (the Holy See or the local
ordinary) invoke canon 812 and order a Catholic university which has no legal
personality in canon law to appoint as teachers of theology only those who have
obtained the mandate?
The response cannot be but negative. The reason is twofold: (1) no
ecclesiastical authority has the right to impose a duty on an institution which
is non-existent in canon law; (2) no institution can be bound to accept an
order from an office which has no jurisdiction over it as an institution.
Indeed, I cannot think of an ecclesiastical court that would uphold and
enforce such an order.
It
may be argued, however, that universities chartered by the Holy See have
an indirect legal obligation to give effect to this canon in its hiring
policies, precisely because they already operate in the framework of canon law;
therefore they cannot ignore a canonical provision. The same arguments could
not be used in the case of Catholic universities which are related to the
church through the bond of communion, because they do not operate in the
framework of canon law
Let
us turn now from the textual exegesis to a practical example. Let us suppose
that a teacher, Catholic and entrusted with the teaching of Catholic theology,
deviates from the Catholic doctrine in a substantial manner; he declares
himself publicly as a follower of Arius (c. 250-336, heresiarch), he claims
that the Logos was created, factum non genitum, and he professes
himself a dissenter from the doctrine of the Council of Nicaea. Surely a
heretic by the standard of most Christian communities. (Of course, more modern
examples could be adduced; but none clearer than this one.)
The
magisterium would be acting within its competence, if it recalled the
profession of faith of Nicaea and declared that the belief embraced by the
teacher is contrary to the Catholic faith. It could certainly state that a
person holding such views does not belong to the believing community. That much
should settle the problem between the church and the newly born Arian. If he
had a mandate, it should be withdrawn.
But
what about the university? Should it take notice of the situation and proceed
to action? Most certainly it should take notice of all the factors in the case,
and then, through its appropriate procedures, form its own prudential judgment
of what the proper action should be. The available options may depend on the
local conditions, some circumstances being beyond the control of the
university. For instance, it may well be that the laws of the country would
protect the vested right of the heretical teacher to tenure, in fact, they
would compel the university to continue his employment. If so, it would be
imprudent for the university to enter into a litigation that it could not win.
The sensible option would be to reinforce its theology department in such a way
that the Nicean doctrine is clearly stated, and the inconsistency of the
opposite view with the whole of Christian tradition demonstrated.
It
would be a mistake to think that the best way of training students consists
always in protecting them from erroneous views. Even if such protection worked
at the university, they would encounter them as soon as they exit from their
sheltered environment, if there is a sheltered environment at any university
today! At times, to witness a real conflict while at school may be more
formative than many lectures.
Bond of communion and of law (cf. the fifth and sixth
types.)
When
a university obtains a charter form the Holy See, it enters into the legal
world of the church and becomes part of its structures and operations.
Literally a host of new legal relations arise because a new juridic person has
been created. Such a university, as an institution, is bound by all the
ecclesiastical laws applicable to it; it is subject to the supervision of the
appropriate offices of the Holy See and that the potential is there for
conflicts between two perfectly legitimate but different orientations. (22)
22.
At the last count, the potential for conflict is, of course, not in the
different tasks, witnessing and researching, but in human beings who are never
omniscient and omnipotent. A theologian may be far ahead of a bishop in his
insights into the mysteries; or a bishop may have a clearer and firmer
perception of a mystery than a theologian for whom it is an object of analysis.
The potential for conflict is in human beings.
The
role of the magisterium in such institutions is reinforced by the requirements
of the missio canonica (canonical mission), venia docendi
(permission to teach), and nihil obstat (no objection), each of
these applicable to a distinct group of teachers. Those who teach
disciplines of faith and morals must have the mission before they
can function; those who teach other subjects within the institution must have
the permission, and those who are to be promoted to the highest academic rank
(ordinary or full professor) or are to be tenured (at whatever rank) must have
the no objection. These requirements are more far-reaching than
that of the mandate; the Constitution leaves no doubt that both the institution
and the individual persons are bound by its norms.
The
canonical mission is granted by the chancellor; he is usually the local
ordinary but as chancellor he is also the representative of the Holy See
toward the institution. The canonical mission is not unique to the academic
world; for instance, bishops need it to take possession of their diocese. (23)
23.
The meaning and scope of the canonical mission, however, is not the same in the
case of a bishop as in the case of a teacher. The bishop receives his canonical
mission from the pope; he is assigned a portion of the people of God for his
pastoral care; he is inserted into the visible and hierarchical structure of
the church; he obtains legislative, judicial and executive power over his
diocese. (In a now antiquated perception, he received the power of jurisdiction
over the diocese.) The teacher receives a license to practice what he is
professionally qualified for.
It
would be better to reserve the expression canonical mission for
bishops, and return to the traditional term license for teachers.
Literally translated, canonical mission means an
official sending, or a lawful commissioning. In practice it is the act by which
an office is definitely conferred. It is the final confirmation of the
appointment on the part of an ecclesiastical authority, no matter in what way
the candidate arrived at the threshold of that position, by way of an election,
through a nomination, or as the result of a promotion. (24)
24.
The canonical mission can be granted explicitly or implicitly. Cf. LG 24:
The canonical mission of bishops can come about by legitimate customs
which have not been revoked by the supreme and universal authority of the
Church, or by laws made or recognized by that same authority, or directly
through the successor of Peter himself. If it can be given implicitly to
bishops, a fortiori it can be so given to teachers.
Although the canonical mission presupposes manifold qualifications, scientific
and educational, ultimately it is to the local bishop, both of whom have over
it the potestas regiminis the power to govern (although in different
measures); to them the university must account with regularity.
Moreover (this is rarely realized) the university by becoming a juridic person
in the church, may enter into another cultural world as well. Since the church
is human, and universities are of human creation, there may be differences in
the very conception of what a university is or ought to be. Such things do not
surface at the joyful moments of the foundation but at the difficult times of
the implementation.
Further, if the same university is civilly chartered in its country, it will be
under two legal systems, which may not operate in harmony. Practical cases may
end up with no resolution, or better, with conflicting claims originating in
different legal systems. Then, all the wisdom of Solomon may not be enough to
find an equitable solution.
As we
recall, the canonically chartered universities divide into two groups,
Catholic universities and Ecclesiastical faculties and
universities, the former being closer to a genuine universitas
studiorum, the latter specializing in research and instruction in
sacred sciences. Accordingly, there can be differences in the way
the magisterium relates to them.
The
Catholic universities (with an ecclesiastical charter; known also
as pontifical) have an indirect legal obligation to pay
attention to canon 812 concerning the mandate because they are
inserted into legal structures of the church. Their obligation is indirect
because the duty of having the mandate is directly imposed on the individual
teacher. But to be a legal person in the church, as these universities are,
means that they must respect and uphold the internal legal order in the church
which requires that a teacher should have the mandate. It follows that they
have the right and duty to ascertain that the canonical requirements in their
teachers are fulfilled.
I am
somewhat cautious, however, because even such universities are embedded in a
culture and may be functioning civilly on the strength of a legal system which
does not allow the application of canon 812; at least not without putting the
university into a disadvantaged position among others, such as loss of
accreditation, public support, and so forth. If that is the case, the virtue of
justice postulates the invocation of epieikeia in place of the
straightforward application of the law. (21)
21.
According to Aristotle, laws are in the service of the virtue of justice. But
laws are by their nature limited; in some cases not only may they fail to do
justice, they may even work injustice. The reason for this limitation is that
all laws are general, abstract and impersonal, but all cases crying for justice
are particular, concrete and personal. Therefore a corrective is needed if
justice is to be done. This corrective is what he called epieikeia,
often translated as equity; it is an exception to the law for the sake of
true justice. (See Nichomachean Ethics, 5, 9.)
Since the need for a corrective flows from the very nature of law, canonical
norms may be in need of a corrective too. Should such a need emerge, it is
legitimate to invoke epieikeia.
The
Ecclesiastical universities and faculties have their own particular
law in the Apostolic Constitution Sapientia christiana, and in the
attached Ordinationes. Their overall purpose, however, is stated in the
Code, in canon 815; it should be quoted in full because it is a difficult text.
The
church, on the strength of its mission to proclaim the truth, has the right to
establish universities or ecclesiastical faculties, for the purposes of
conducting research in sacred disciplines and in others connected with them;
also for giving scientific instructions in the same disciplines.
The
meaning of church is ambivalent: does it mean the community of all
believers in a general way, or does it mean specifically the hierarchy? Surely,
the whole church has the mission to proclaim the truth; yet in the context
there can be no doubt that the word means the hierarchy.
Now
the prime mission of the hierarchy is not to do scientific research, nor is it
to give academic instruction, but to witness to Gods mighty deeds. It
follows that in such pontifical faculties a very delicate situation
is created: the mission of witnessing is brought together with the task of the
academia. Add to this that these faculties are usually
instrumental in training candidates for ordination, which is a sacrament
of sending, and you can see granted on the basis of a judgment on the
religious suitability of the candidate. Such a grant, of course, can never make
a bad theologian into a good one; it is the duty of the one who makes the grant
to ascertain that the candidate is academically qualified.
Sapientia christiana gives the reason for the requirement of the
canonical mission: they do not teach by their own authority, but on the
strength of a mission received from the church (Art. 27 # 1). The correct
interpretation of this clause is difficult. At times one hears it paraphrased
as they do not teach in their own name but in the name of the
church, which, if anything, makes an explanation even more difficult.
Before anything else, there is again the problem with the term
church; does it mean the whole church or does it mean the
hierarchy? It cannot possibly mean the whole church (that is, the whole people
of God!); the word must have a more limited sense. But it cannot mean the
hierarchy either, at least not without some reservations. The episcopal power
of witnessing the message is certainly not transferred by the canonical mission
nor do the teachers acquire a charism to speak in the name of the
churchas is given by the Spirit to the episcopal college. So what is the
meaning of this teaching on the strength of a mission (authority)
received from the church?
For
an answer one must begin with the obvious question: what is given to a teacher
by the canonical mission which he did not have before? It cannot be anything in
the order of grace, or in the order of science, since the conferral of the
canonical mission does not make anyone holier or more learned than he was
before. It can only be something in the juridical order: it must be the
approval for the office. The person becomes legally qualified to teach at an
ecclesiastical faculty.
By
what authority then does the teacher teach? He certainly has the authority
conferred on every Christian by baptism to proclaim the evangelical message. He
is also invested with the authority to conduct courses, give lectures, carry
out examinations, and participate in the government of the institution. As
regards the content of his doctrine, it will have as much authority as the
reasons supporting it; both Gratian and Aquinas would agree to that. Therefore,
there is no magical change when a person is granted the canonical mission,
either in his doctrinal authority or in his capacity as teacher; all that
happens is that he can practice his profession at an ecclesiastical
institution, in a position of trust. (25)
25
1t is interesting to compare the conception of Gratian and Aquinas with that of
Sapientia christiana concerning the authority by which a magister
teaches. Neither of the two medieval authors speaks of the authority of the
church being somehow vested in the teacher; both make it clear that the
authority a teacher must invoke is that of reason (meaning reason informed and
enlightened by faith). The implication is that the teachers doctrine has
authority as far as it is supported by reason. True, Aquinas insists that a
license is required for teaching, but it does not occur to him that such a
juridical act could give any authority to the doctrine taught.
Thus,
the meaning of the clause quoted can be rendered as teachers in an
ecclesiastical faculty do not have their position on their own authority but
through an appointment (or the approval of it) from the competent
ecclesiastical superior, which is plain English, correct theology and
makes good sense. (26)
26.
Here we have another illustration of how difficult it is to get to the correct
meaning of a text if the term church is not used with precision.
Church means gathering, ecclesia; it means the whole of it.
The so-called clericalization of the church was a regrettable
historical development; it caused a shift in the understanding of the word
church. If by some kind of holy conspiracy all the theologians and
canon lawyers agreed to use the term church only in its true sense,
that is, in reference to the whole ecclesia, they would be doing a great
service to the whole community. Gradually, all would become aware that when a
document or decree (less than infallible) is published, it is the act of a
Congregation, of an episcopal conference, of a particular bishop, but not
of the church. Without much explanation, believers and unbelievers
would have a better knowledge of what the church is or is not, what it says or
says not, what it does or does not. Of course, this moderate use would in no
way prohibit one from saying the church has spoken through the Council of
Nicaea, or the church must work for peaceand so forth.
The use is correct as long as it refers to an organ which can speak for the
whole community or refers to the aspirations of all.
Sapientia christiana seems to imply that by the fact that the magister
teaches on the strength of a mission received from the church his
doctrine somehow obtains greater authority. This may be true of episcopal
teaching in appropriate circumstances; it cannot be true of academic teaching,
which must be based on the authority of reasonas explained.
An
interesting study would be how the sharp medieval distinction between the two
types of teaching has become somewhat obliterated. One historical reason might
well be found in the sad state of theology after the Council of Trent when
disputed issues about the Council (and indeed about the Scriptures) could not
be resolved by turning to the original sources but had to be settled by a
decree of the Congregation of the Council. A new concept developed: teaching
with authority did not mean the invoking of reasons but the invoking of
administrative decrees.
The
difference between the cathedra pastoralis (the authority of the bishop
is rooted in his sacramental office), and the cathedra magistralis (the
authority of the teacher is as good as his reasons) remains intact. (27)
27.
Undoubtedly, the close association between the episcopal authority and the
teaching function at an ecclesiastical faculty can lead to unwarranted
transfers: the hierarchy may expect the teachers simply to echo their
statements (they teach in the name of the church!), or the teachers may
proclaim their opinions without supporting them with valid reasons (thinking
that they have a special authority).
The
permission to teach is necessary for all other teachers within an
ecclesiastical faculty; no matter what they teach; whether they are Catholics
or not. The chancellor has the right to grant it.
The
requirement of the no objection guarantees that no one will
reach the highest rank or will get tenure if the Holy See, which alone is
competent to issue the declaration, is not satisfied with the qualifications of
the person. The procedure must be described in the statutes of each
institution; the general law does not give further details. (28)
28.
A complex process which may easily become lengthy beyond measure should any
problem arise. The surprising feature of this law is that even when there is a
significant number of bishops directing and controlling the institution, they
are not authorized to make a judgment on the suitability of the candidate for
promotion until the reception of the nihil obstat from Rome.
Academic freedom
My
purpose is not to give a full systematic exposition of the doctrine of academic
freedom and of the problems connected with it; nor is it to propose precise
practical rules for its protection. Such a vast enterprise would be well beyond
the scope of this inquiry.
I
intend to present the issue in fairly general terms, first by outlining its
context, then by identifying its basic elements, finally by outlining some
practical rules which can be helpful for the protection of this freedom.
What is the context?
The
broad context is indicated by the very purpose of the university: to be the
house of intellect in the community at large. A university is not an isolated
self-serving institution; it exists for the sake of the society surrounding it.
That society has created the university and keeps supporting it and renewing it
by the influx of persons and funds. The university, in its turn, nourishes the
community with knowledge and provides trained persons for all kinds of jobs and
tasks. Its operations touch somehow the life of many (all?) of those who live
and work outside its boundaries.
It
follows that the issue of academic freedom is not merely an internal problem,
to be left to and handled by the academicians alone. All those who have an
interest in the university, have also an interest in academic freedom.
What is academic freedom?
Let us
begin with the general concept of freedom in an organized human society. The
life of such a society turns on a balanced play between contrasting forces and
interests. One of such a pair of forces is in the right-and-duty situations: if
I have the right to a service, someone somewhere has the duty to perform it.
Another one is in the freedom-and-restraint situations; if I have the freedom
to speak, all others are restrained from interfering with it. Those who have a
freedom are like persons living in a protected territory; the others are
enjoined from entering it.
In
the case of academic freedom the territory in question is the academia.
Those who belong to it are entitled to carry out their activities
unhampered. Such activities are manifold; the most prominent among them are
those which are directly connected with the primary purpose of the university,
such as gathering information, proposing insights, testing hypotheses,
formulating judgments (probable or certain), communicating knowledge to others,
and so forth. Other operations too postulate freedom: the testing of the
students, participation in the government of the institution, as well as
serving the general public in an intellectual way through lecturing and
publishing.
All
consiclered, academic freedom is nothing else than the freedom to do what is
necessary to help the university to fulfill its purpose. Clearly any community
which wants a university in its midst wants academic freedom as well; which is
to say that it wants to restrain the citizens from interfering with the
academia.
How can academic freedom be assured?
The
problem is not a new one; it must have surfaced in the middle ages, otherwise
it would be difficult to explain why the universitates studiorum were
constantly seeking exemption from local jurisdiction, ecclesiastical and civil,
and wished to place themselves under the protection of popes and emperors. Such
efforts clearly show a realization that the house of intellect serves a broad
human purpose which transcends the local interests. Inside the universities,
new institutions sprouted from this conception of freedom, such as internal and
autonomous courts of justice, elected representatives to be sent to the
parliament, and others.
To
this day in some European countries academic freedom is assured by
constitutional provisions, not unlike the independence of judges. In the United
States accrediting agencies, professional societies, and departments of
education of individual states and courts of law, all contribute, each in its
own way, to the safeguarding of academic freedom.
In
the church, the new Code of Canon Law, lists among the fundamental rights of
the faithful the freedom of inquiry:
Those who are engaged in the study of sacred disciplines, in matters in
which they are experts, enjoy the just freedom of inquiry and of expressing
their mind prudently, with due obsequium toward the magisterium of the
church. (Canon 218)
This
canon is applicable to anyone who is engaged in the study of, say, theology;
but the prime place for its application is obviously within the boundaries of
the Catholic universities and ecclesiastical faculties. It is reinforced by
another one:
The faithful are entitled to vindicate and defend
lawfully their rights, which they enjoy in the church, before a competent
ecclesiastical forum, according to the norm of the law. (Canon 221 §
1) (29)
29.
Unfortunately the provisions of canon law for all practical purposes end there.
I say for practical purposes because although theoretically there are ways and
means of vindicating rights in the church, in the practical order the
procedures are most of the time so complex, protracted and expensive, that a
thoughtful canon lawyer will hardly ever counsel someone to initiate such a
case.
What are the limits of academic freedom?
Freedom in an organized society always has its limits
since it imposes a restraint on others; unlimited freedom would mean unlimited
restraint. The limits in our case are determined by the boundaries of the
academia; nothing more, nothing less. As long as the reflecting,
teaching, communicating is in the service of the purpose of the house of
intellect, freedom is justified. If someone uses his position at a university
for the promotion of other causes, such as for the spreading of unscientific
ideologies or the support of commercial interests, he is surely overstepping
the legitimate boundaries of freedom.
Can religious principles set limits to academic freedom?
The
answer depends on the nature of the university. In a secular university
operating in a pluralistic society it would be utterly wrong to set a limit on
the basis of religious ideas. This is so clear that I do not see any need to
discuss it further.
But
if the constituencies of a university have freely chosen to commit themselves
to the service of religious values, the situation is different. They have
exercised their freedom by adding this specific scope to the generally
recognized purpose of the university. If they want to operate within that
scope, they must have permanent freedom to direct their operations toward it,
and to demand that others should be restrained from interfering with it. If
not, the commitment to those values is worthless.
It
follows, of course, that a person who is unwilling to accept or respect the
choice for religious values, should never participate in the work of an
institution so committed. This is simply a matter of fairness and honesty for
all concerned.
But
human nature being what it is, problems still may arise. There could be
misunderstandings in the beginning.
There
could be even a change of heart in someone; a person may not wish to support or
even to respect values that at one time he had judged desirable; in fact he may
undertake a campaign against the same values right at the university. What to
do then?
The
ideal solution would be in a peaceful separation, which is usually the most
efficient way of preserving respect for each other. If that is not possible,
the next course of action depends on the local circumstances.
If
the university is civilly chartered but has no canonical status, the matter
ought to be regulated according to civil law. For the rest, it should be a
matter for the wisdom of the university to find a way of safeguarding its own
dedicationwith fairness to all concerned.
If
the university is merely canonically chartered (there are such universities in
Europe), the case will have to be handled within the framework of canon law,
which, as we have seen, provides in various ways for the protection of the
Catholic orientation of the institution (cf. the requirement of mandate,
canonical mission, etc.). (30)
30.
All judgment should operate within a sound hierarchy of values. An attempt to
dismiss a teacher for proven opposition to the religious commitment of the
university may result in the university losing its civil privileges and
eventually losing its students as well. A strong and healthy institution should
know how to create the necessary dialectics to clarify the situation; by
dialectics I mean sound and vigorous academic debates.
If
the university is both civilly and canonically chartered, there may well be a
conflict of laws. Such a conflict is hardly ever amenable to a resolution by
principles because it originates in concrete and particular regulations. No one
but those who are experts in both systems can even attempt to disentangle the
complications. These are the situations to which I have already referred by
saying that all the wisdom of Solomon may not be enough to find the correct
solution. The available solution may be no more than an honest
settlement among conflicting claims. (31)
31.
The Declaration on Religious Freedom of Vatican Council II undoubtedly has
relevance for an understanding of a religiously committed university in a
pluralistic society. The church must respect the mind of the nation (the light,
imperfect as it may be, of the conscience of the nation) in organizing its own
institutions of higher education; it cannot simply withdraw from the scene and
follow its own ways. (Dignitatis humanae)
Admittedly, the most delicate and complex cases are likely to arise in
ecclesiastical faculties dedicated to research and teaching in
sacred sciences. There freedom must be maintained within the parameters set by
religious beliefs. Some guidelines and norms for achieving harmony can
certainly be conceived, such as:
the rights and duties of the individual faculty members and of the
university should be clearly spelled out before any appointment is finalized;
there should be good and workable structures to handle disputes or
conflicts;
besides the local remedies, there should always be ways
and means for appeal.
Once
these provisions are in place, it remains still true that there is no
substitute for wisdom and prudence in all concerned. Even the best of
structures can be turned into instruments of oppression or endless turmoil if
they fall into the hands of the wrong persons.
Who should be the judges?
The
right to judge belongs to those who have responsibilities for, or towards, the
university. Accordingly, whatever the procedures may be, they are likely to be
complex. A good judicial system will always try to give a scope to the intimate
knowledge of the insiders, and a scope to the detached perception of the
outsiders. Should there be a prima facie case of violation (someone inside the
university overstepping the boundaries, someone from the outside unduly
interfering) it is fair and just that those who are closest to the case and
know the circumstances best should form a first judgment; this is the judgment
of peers. It is equally fair and just that there should be an opportunity for
some kind of appeal, be it to a constitutional court, or to an accrediting
body, or to a commission appointed for the purpose.
A
remark concerning canonically chartered institutions.
It is
now easy to locate the specific problem of ecclesiastically chartered
institutions: they are supervised by the episcopate of which the specific task
is pastoral care, and they have to function as universities of which the scope
is scientific research and teaching.
The
first step toward handling the relationship is the awareness of this difference
on both sides; otherwise, the wrong types of expectations will build up. The
hierarchy will expect and request pastoral help; the researchers will demand
episcopal endorsement for their tentative hypotheses.
The
second step is in balancing the proximity brought about by the bond of law with
the due distance postulated by the differences in scope and task.
Thus
we come to say it again: ultimately it will be a matter for prudential
judgment. No matter how perfect the statutes may be, how many rules are drawn
up, there comes a point where there is no substitute for a sound particular
judgment.
To
illustrate this, let me turn to the magistra vitae, history.
Lean years, rich years
Let
me begin by narrating what happens if there is too much control. The story is
not invented; it is history, from within living memory.
After
the silences and privations imposed by the second World War, there was a sudden
blossoming out of theological research and reflection in the Roman Catholic
church, heralding the advent (or so it was thought) of a new theology. In
reality, it was not all that new; its roots went back to various biblical,
patristic and historical studies carried out (with interruptions and
impediments) ever since the beginning of the century. Now, as happens always
when there is a true effort to reach the truth, there were exaggerations and
mistakes; but on the whole the fields were heavy with the promise of a rich
harvest. Then, in 1950 the encyclical Humani generis was published, and
in the wake of it (even if it was not so intended by the document) the
disciplining of theologians began. Books were withdrawn from circulation,
translations and new editions of potentially harmful works were
forbidden (among them such a judicious one as Congars True and False
Reform of the Church). Some thinkers (Karl Rahner, John Courtney Murray)
were ordered to submit their writings to special censorship. Well-known
teachers were removed from their chairs, or restricted in some other way. What
was the result?
In
well-known and respectable theological schools a new climate developed. Some
professors (the more creative ones) refused to publish their lectures or to put
their thoughts into writing, for fear of being condemned. If someone wanted to
know their doctrine, he had to go to students notes.
Stenciled texts travelled from one place to another; I myself remember that
when I was studying theology at Louvain (1948-52), some of Teilhards (and
of others) writings reached us in this way. Teachers tended to develop a
new phraseology that both conveyed their ideas to the initiated and covered it
up for all others. The subtle oppression did not really put an end to original
thinking (or to the mistakes that accompanied it) but succeeded in creating a
climate of distrust and suspicion.
It
was a climate totally unbefitting the church of Christ. Fortunately Vatican
Council II swept it away, and we have seen (I have seen), not without
amazement, several of the theologians who not so long before were under a
cloud present in Rome and advising the Fathers and helping them to draft
the documents by which the church lives today.
If
there is a lesson in this experience, it is that well meant condemnations in
the interest of truth can create a climate which is destructive for the truth.
Then the second evil is worse than the first.
In
ordinary circumstances, the church is strong and healthy enough to throw out
the chaff, even if the process takes some time. The parable of the zealous
servants is as valid as ever: premature weeding may well uproot the wheat.
Besides, according to the same parable, the master knows about the conditions
of his field, and has every intention to take care of it once the time has come
for the harvest.
But
this is not the note on which I wish to close this chapter: truth and fairness
demand more.
The
contribution of Catholic universities (of whatever type) to the progress of
religion and culture is well known, no need to insist on it. The more specific
achievement of ecclesiastical universities and faculties dedicated
to sacred sciences is less known to the general public and at times
is not fully perceived by experts either. To say that Vatican Council II was
prepared quietly and unobtrusively in such places would not be an
exaggerationit was prepared by nothing else than the standard and quality
of research and teaching. The finest tools in theological investigations, such
as the Dictionnaire de théologie catholique, Lexikon fur Theologie
und Kirche, and New Catholic Encyclopedia have been conceived,
created and composed mostly by faculty from such institutions. In one way or
another, the Roman College (which has become the Gregorian University of Rome),
the École Biblique in Jerusalem, the Institut Catholique
in Paris left an indelible impact on Catholic theology. To this day, the
scientific standards of many publications coming out from such ecclesiastical
faculties in Belgium, France, Germany, Italy, Spain and other countries bear
witness to a dedication to the most rigorous standards of scholarship.
This
is not to deny that there are institutions which have never reached such a
level, perhaps have never come anywhere near it. My intention in quoting the
achievements of good years is rather to confirm once again that when right
persons are around and they can work in a climate of freedom and trust, there
is bound to be a rich harvest. (32)
32.
I like to direct the readers attention to a recent publication which came
to my attention too late to be inserted into the Bibliography: James John
Annarelli, Academic Freedom and Catholic Higher Educahon (New York:
Greenwood Press, 1987). The book contains ample and important documentation on
the history and issue of academic freedom in Catholic institutions in the
United States.
EPILOGUE
There
are the paradoxes of the Christian community: it will remain forever a learning
church because the depth and breadth of Gods mysteries can never be
known; it will remain forever a teaching church also because Gods mighty
deeds for our salvation must be proclaimed to the whole creation.
Further, its progress toward the fullness of the truth will be marked always by
joy and frustration; it has never been easy for human beings to get acquainted
and with divine mysteries. The twelve apostles could testify to that.
Perhaps there is no other activity in the church where the limitations of our
human nature can be more strikingly revealed than in our efforts to advance
toward the fullness of the truth. But weak as we are, we are not without hope;
in our weakness the strength of God can become manifest.
The
prayer of the Psalmist may be appropriate for all of us:
May the Lord give strength to his people! May the Lord bless his people
with peace! (Ps 29,11)
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